SEC Form 4 · accession 0001590503-16-000053
STEIN MART INC · SMRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Irwin Cohen
Director
Period of report
Jan 15, 2016
Accepted (ET)
Jan 19, 2016 · 11:18 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2016 | M | 12,208 | $1.04 | A | 46,747 | D | |
| Common Stock | Jan 15, 2016 | F | 1,974 | $6.43 | D | 44,773 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock OptionF1 | $1.04 | Jan 15, 2016 | M | 12,208 | D | Jan 28, 2012 | Jan 28, 2016 | Common Stock | 12,208 | 0 | D |
Explanation of responses
- F1Reflects automatic adjustment in the number of shares underlying the stock option following extraordinary dividend paid to security holders in February 2015.