SEC Form 4 · accession 0001590503-16-000047
STEIN MART INC · SMRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Falk
Director
Period of report
Jan 12, 2016
Accepted (ET)
Jan 14, 2016 · 10:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 12, 2016 | A | 6,240 | $0.00 | A | 49,981 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares granted pursuant to the Issuer's 2001 Omnibus Plan. The shares vest 1/36 per month over three years, beginning January 2016.