SEC Form 4 · accession 0001590503-15-000044
STEIN MART INC · SMRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Falk
Director
Period of report
Oct 16, 2015
Accepted (ET)
Oct 19, 2015 · 3:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 16, 2015 | M | 12,208 | $1.04 | A | 43,741 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy) | $1.04 | Oct 16, 2015 | M | 12,208 | D | Jan 28, 2012 | Jan 28, 2016 | Common Stock | 12,208 | 0 | D |