SEC Form 4/A · accession 0001590503-15-000024
STEIN MART INC · SMRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gregory W Kleffner
Officer — Chief Financial Officer
Period of report
Feb 6, 2015
Accepted (ET)
Feb 17, 2015 · 12:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2015 | A | 58,410 | $0.00 | A | 196,945 | D | |
| Common StockF2 | Feb 6, 2015 | F | 17,989 | $13.76 | D | 178,956 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance shares issued pursuant to Issuer's 2001 Omnibus Plan.
- F2Shares were withheld for payment of tax liability in connection with vesting of performance shares. Amendment corrects the number of shares withheld.