SEC Form 4 · accession 0001590503-15-000009
STEIN MART INC · SMRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Gregory W Kleffner
Officer — Chief Financial Officer
Period of report
Jan 30, 2015
Accepted (ET)
Feb 2, 2015 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 30, 2015 | F | 7,429 | $13.76 | D | 138,469 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were withheld for payment of tax liability in connection with vesting of restricted shares.
- F2Includes 1,739.2226 shares acquired under the SMRT stock purchase plan during fiscal 2014.