SEC Form 5 · accession 0000899243-16-015971
STEIN MART INC · SMRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay Stein
Officer — See Remarks · Director · 10% Owner
Period of report
Jan 30, 2016
Accepted (ET)
Mar 15, 2016 · 3:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2015 | G | 312,500 | $0.00 | D | 11,565,760 | I | Stein Ventures Limited Partnership |
| Common Stock | Apr 9, 2015 | G | 647,500 | $0.00 | D | 10,918,260 | I | Stein Ventures Limited Partnership |
| Common Stock | Apr 10, 2015 | G | 6,000 | $0.00 | D | 10,912,260 | I | Stein Ventures Limited Partnership |
| Common Stock | holding | — | — | — | 674,799 | D | ||
| Common Stock | holding | — | — | — | 731,600 | I | By trust for benefit of spouse | |
| Common Stock | holding | — | — | — | 40,275 | I | Cary Ventures, Inc. | |
| Common Stock | holding | — | — | — | 1,273,694 | I | By trust fbo daughter | |
| Common Stock | holding | — | — | — | 773,694 | I | By trust fbo daughter |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Chairman and Chief Executive Officer