SEC Form 4 · accession 0001140361-18-006683
ROYAL CARIBBEAN CRUISES LTD · RCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley H Stein
Officer — SVP, GC & ChiefComplianceOff
Period of report
Feb 9, 2018
Accepted (ET)
Feb 12, 2018 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2018 | S | 8,528 | $124.335 | D | 17,341 | D | |
| Common StockF1,F2 | Feb 9, 2018 | F | 367 | $122.685 | D | 16,974 | D | |
| Common StockF3 | Feb 12, 2018 | S | 543 | $129.3666 | D | 16,431 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units on 02/09/2018.
- F2Represents the average of the high and low prices for the issuer's common stock on the NYSE on 02/09/2018.
- F3Represents the weighted-average sale price per share of a series of transactions, all of which were executed on 02/12/2018. The actual sale prices ranged from a low of $129.35 to a high of $129.37. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.