SEC Form 4 · accession 0001140361-18-003414
ROYAL CARIBBEAN CRUISES LTD · RCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Pritzker
Director
Period of report
Jan 9, 2018
Accepted (ET)
Jan 26, 2018 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 9, 2018 | M | 3,012 | $38.305 | A | 289,865 | I | Held in Trust |
| Common StockF1 | holding | — | — | — | 514,501 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $38.305 | Jan 9, 2018 | M | 3,012 | D | — | Feb 11, 2018 | Common Stock | 3,012 | 0 | D |
Explanation of responses
- F1The number of shares beneficially owned following the reported transaction had been updated to include 1,578 shares of common stock underlying immediately vested restricted stock units granted pursuant to the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan previously reported and inadvertently omitted from the Reporting Person's Form 4 filed on September 18, 2017. Such Form 4 is hereby amended as necessary to correct the number of shares beneficially owned.
- F2Immediately.
Remarks
EXHIBIT LIST: Exhibit 24: Limited Power of Attorney for Section 16 Reporting Obligations