SEC Form 4 · accession 0001140361-17-032450
ROYAL CARIBBEAN CRUISES LTD · RCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harri U Kulovaara
Officer — EVP, Maritime
Period of report
Aug 14, 2017
Accepted (ET)
Aug 16, 2017 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2017 | M | 1,298 | $46.18 | A | 23,493 | D | |
| Common StockF1 | Aug 14, 2017 | S | 7,580 | $119.61 | D | 15,913 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $46.18 | Aug 14, 2017 | M | 1,298 | D | — | Feb 8, 2021 | Common Stock | 1,298 | 0 | D |
Explanation of responses
- F1Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 14, 2017. The actual sale prices ranged from a low of $119.60 to a high of $119.62. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
- F2Immediately