SEC Form 4 · accession 0001140361-17-009705
ROYAL CARIBBEAN CRUISES LTD · RCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry L Pujol
Officer — SVP, Chief Accounting Officer
Period of report
Feb 27, 2017
Accepted (ET)
Feb 28, 2017 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2017 | M | 3,307 | $7.265 | A | 41,830 | D | |
| Common Stock | Feb 27, 2017 | M | 1,359 | $25.16 | A | 43,189 | D | |
| Common Stock | Feb 27, 2017 | M | 5,771 | $46.18 | A | 48,960 | D | |
| Common StockF1 | Feb 27, 2017 | S | 10,437 | $95.8403 | D | 38,523 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $7.265 | Feb 27, 2017 | M | 3,307 | D | — | Feb 10, 2019 | Common Stock | 3,307 | 673 | D |
| Stock Option (Right to Buy)F2 | $25.16 | Feb 27, 2017 | M | 1,359 | D | — | Feb 8, 2020 | Common Stock | 1,359 | 1,334 | D |
| Stock Option (Right to Buy)F2 | $46.18 | Feb 27, 2017 | M | 5,771 | D | — | Feb 8, 2021 | Common Stock | 5,771 | 0 | D |
Explanation of responses
- F1Represents the weighted-average sale price per share of a series of transactions, all of which were executed on February 27, 2017. The actual sale prices ranged from a low of $95.80 to a high of $95.875. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
- F2Immediately.