SEC Form 4 · accession 0001140361-17-005902
ROYAL CARIBBEAN CRUISES LTD · RCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Lutoff-Perlo
Officer — Pres & CEO, Celebrity Cruises
Period of report
Feb 8, 2017
Accepted (ET)
Feb 10, 2017 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 8, 2017 | F | 582 | $94.975 | D | 38,454 | D | |
| Common StockF3,F4 | Feb 9, 2017 | F | 862 | $95.1206 | D | 37,592 | D | |
| Common StockF5 | Feb 10, 2017 | S | 7,948 | $95.4156 | D | 29,644 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units on 2/8/2017.
- F2Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/8/2017.
- F3Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units on 2/9/2017.
- F4Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/9/2017.
- F5Represents the weighted-average sale price per share of a series of transactions, all of which were executed on February 10, 2017. The actual sale prices ranged from a low of $95.352 to a high of $95.7176. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.