SEC Form 4 · accession 0001140361-17-004933
ROYAL CARIBBEAN CRUISES LTD · RCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley H Stein
Officer — SVP, GC & ChiefComplianceOff
Period of report
Feb 5, 2017
Accepted (ET)
Feb 7, 2017 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 5, 2017 | F | 1,663 | $94.62 | D | 23,744 | D | |
| Common StockF3,F4 | Feb 6, 2017 | F | 224 | $94.61 | D | 23,520 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units and performance shares on 2/5/2017.
- F2Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/3/2017.
- F3Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units on 2/6/2017.
- F4Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/6/2017.