SEC Form 4 · accession 0001140361-17-003515
ROYAL CARIBBEAN CRUISES LTD · RCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William K Reilly
Director
Period of report
Jan 27, 2017
Accepted (ET)
Jan 30, 2017 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 27, 2017 | M | 2,257 | $45.295 | A | 15,011 | D | |
| Common StockF1 | Jan 27, 2017 | S | 2,257 | $94.5242 | D | 12,754 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $45.295 | Jan 27, 2017 | M | 2,257 | D | — | Feb 1, 2017 | Common Stock | 2,257 | 0 | D |
Explanation of responses
- F1Represents the weighted-average sale price per share of a series of transactions, all of which were executed on January 27, 2017. The actual sale prices ranged from a low of $94.51 to a high of $94.54. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
- F2Immediately.