SEC Form 4 · accession 0001140361-16-084773
ROYAL CARIBBEAN CRUISES LTD · RCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry L Pujol
Officer — SVP, Chief Accounting Officer
Period of report
Nov 2, 2016
Accepted (ET)
Nov 3, 2016 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2016 | M | 7,600 | $45.295 | A | 46,959 | D | |
| Common StockF1 | Nov 2, 2016 | S | 7,600 | $75.9291 | D | 39,359 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $45.295 | Nov 2, 2016 | M | 7,600 | D | — | Feb 1, 2017 | Common Stock | 7,600 | 0 | D |
Explanation of responses
- F1Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 2, 2016. The actual sale prices ranged from a low of $75.9066 to a high of $75.965. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
- F2Immediately.