SEC Form 4 · accession 0001140361-15-008784
ROYAL CARIBBEAN CRUISES LTD · RCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley H Stein
Officer — SVP, GC & ChiefComplianceOff
Period of report
Feb 24, 2015
Accepted (ET)
Feb 24, 2015 · 7:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2015 | M | 1,731 | $46.18 | A | 42,476 | D | |
| Common StockF1 | Feb 24, 2015 | S | 9,662 | $76.1675 | D | 32,814 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $46.18 | Feb 24, 2015 | M | 1,731 | D | — | Feb 8, 2021 | Common Stock | 1,731 | 0 | D |
Explanation of responses
- F1Represents the weighted-average sale price per share of a series of transactions, all of which were executed on February 24, 2015. The actual sale prices ranged from a low of $75.9968 to a high of $76.36. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
- F2Immediately.