SEC Form 4 · accession 0001209191-18-061868
COTT CORP /CN/ · COT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Harrington
Officer — CEO - DS Services
Period of report
Dec 6, 2018
Accepted (ET)
Dec 10, 2018 · 6:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 6, 2018 | F | 3,069 | $14.84 | D | 54,853 | D | |
| Common SharesF2 | Dec 7, 2018 | F | 1,824 | $14.70 | D | 53,029 | D | |
| Common SharesF3 | holding | — | — | — | 52,493 | I | By TAH Capital, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of common shares withheld to satisfy tax obligations due upon the vesting of time-based units granted to Mr. Harrington on December 6, 2016.
- F2Represents the number of common shares withheld to satisfy tax obligations due upon the vesting of time-based units granted to Mr. Harrington on December 7, 2017.
- F3The reported shares are owned by TAH Capital, LLC, of which Mr. Harrington is the Managing Member. Mr. Harrington disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Harrington is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.