SEC Form 4 · accession 0001209191-17-065357

· COT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO - DS Services

Period of report

Dec 6, 2017

Accepted (ET)

Dec 13, 2017 · 11:44 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000884713

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares^F1	Dec 6, 2017	F	3,741	$17.44	D	39,067	D
Common Shares^F2	Dec 7, 2017	A	20,000	$0.00	A	59,067	D
Common Shares^F3	holding	—	—		—	46,100	I	By TAH Capital LLC

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F4	$17.50	Dec 7, 2017	A	108,921	A	—	Dec 7, 2027	Common Shares	108,921	108,921	D

F1Represents the number of common shares withheld to satisfy tax obligations due upon the vesting of time-based units granted to the Reporting Person on December 6, 2016.
F2Represents time-based restricted share units ("RSUs"), which are contingent rights to receive common shares. RSUs that have not been forfeited shall vest in equal one-third installments on each of the first, second and third anniversaries of the grant date.
F3The reported shares are owned by TAH Capital LLC, of which Mr. Harrington is the Managing Member. Mr. Harrington disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Harrington is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
F4Represents an option to purchase 108,921 common shares of Cott. The option vests in equal one-third installments on each of the first, second and third anniversaries of the grant date.