SEC Form 4 · accession 0001209191-17-048959
COTT CORP /CN/ · COT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Harrington
Officer — CEO - DS Services
Period of report
Aug 11, 2017
Accepted (ET)
Aug 15, 2017 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 11, 2017 | F | 1,145 | $15.18 | D | 42,808 | D | |
| Common SharesF2 | holding | — | — | — | 46,100 | I | By TAH Capital LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of common shares withheld to satisfy tax obligations due upon the vesting of time-based units granted to the Reporting Person on August 11, 2016.
- F2The reported shares are owned by TAH Capital LLC, of which Mr. Harrington is the Managing Member. Mr. Harrington disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Harrington is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.