SEC Form 4 · accession 0001209191-17-014062
COTT CORP /CN/ · COT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jay Wells
Officer — CFO
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 7:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 21, 2017 | F | 5,885 | $11.32 | D | 110,822 | D | |
| Common SharesF2 | Feb 21, 2017 | A | 31,641 | $0.00 | A | 142,463 | D | |
| Common SharesF3 | Feb 21, 2017 | F | 13,488 | $11.32 | D | 128,975 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of common shares withheld to satisfy tax obligations due upon the vesting of time-based restricted share units ("RSUs") granted to the Reporting Person on February 19, 2016.
- F2Represents performance-based RSUs granted to the Reporting Person on February 13, 2014, which vested on February 21, 2017 as a result of the achievement of the performance criteria.
- F3Represents the number of common shares withheld to satisfy tax obligations due upon the vesting of performance-based RSUs granted to the Reporting Person on February 13, 2014.