SEC Form 5 · accession 0001209191-17-010050
COTT CORP /CN/ · COT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos Baila
Officer — Chief Procurement Officer
Period of report
Dec 31, 2016
Accepted (ET)
Feb 13, 2017 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jun 30, 2016 | A | 498 | $12.56 | A | 35,720 | D | |
| Common Shares | Sep 30, 2016 | A | 498 | $12.56 | A | 36,217 | D | |
| Common SharesF2 | Dec 30, 2016 | A | 613 | $10.20 | A | 36,834 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired under the Cott Corporation Employee Share Purchase Plan in transactions that were exempt under Rule 16b-3(c).
- F2Includes 4.2157 shares acquired pursuant to a dividend reinvestment program meeting the requirements of Rule 16a-11.