SEC Form 4 · accession 0001209191-16-154192
COTT CORP /CN/ · COT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Harrington
Officer — CEO - DS Services
Period of report
Dec 6, 2016
Accepted (ET)
Dec 8, 2016 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 6, 2016 | A | 33,653 | $0.00 | A | 43,953 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $10.40 | Dec 6, 2016 | A | 204,280 | A | — | Dec 6, 2026 | Common Shares | 204,280 | 204,280 | D |
Explanation of responses
- F1Represents time-based restricted share units ("RSUs"), which are contingent rights to receive common shares. RSUs that have not been forfeited shall vest in equal one-third installments on each of the first, second and third anniversaries of the grant date.
- F2Represents an option to purchase 204,280 common shares of Cott. The option vests in equal one-third installments on each of the first, second and third anniversaries of the grant date.