SEC Form 4 · accession 0001181431-15-003551
COTT CORP /CN/ · COT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Kitching
Officer — President-US Business Unit
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 25, 2015 | A | 12,162 | $0.00 | A | 117,822 | D | |
| Common Shares | holding | — | — | — | 1,127 | I | by Share Incentive Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $9.25 | Feb 25, 2015 | A | 39,244 | A | — | Feb 25, 2025 | Common Shares | 39,244 | 39,244 | D |
Explanation of responses
- F1Represents time-based restricted share units (RSUs), which are contingent rights to receive common shares. RSUs that have not been forfeited shall vest on the last day of Cott's 2017 fiscal year.
- F2Represents an option to purchase 39,244 common shares of Cott. The option cliff vests on the last day of Cott's 2017 fiscal year.