SEC Form 4 · accession 0001181431-15-002823
COTT CORP /CN/ · COT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Leiter
Officer — Vice President and Controller
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 17, 2015 | A | 5,797 | $0.00 | A | 69,984 | D | |
| Common SharesF2 | Feb 17, 2015 | F | 1,533 | $7.90 | D | 68,451 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents performance-based restricted share units (RSUs), granted to the Reporting Person on February 21, 2012, which vested on February 17, 2015, as a result of the achievement of a specific level of cumulative pre-tax income over the three-year period ending at the end of fiscal 2014.
- F2Pursuant to an election made by the Reporting Person during an open trading window, such shares were withheld to satisfy tax withholding obligations due upon the vesting of performance-based RSUs granted to Reporting Person on February 21, 2012.