SEC Form 4 · accession 0001181431-15-000487
COTT CORP /CN/ · COT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Kitching
Officer — President-US Business Unit
Period of report
Jan 3, 2015
Accepted (ET)
Jan 6, 2015 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 3, 2015 | F | 2,406 | $7.00 | D | 96,732 | D | |
| Common SharesF2,F3 | Jan 5, 2015 | S | 1,493 | $6.8166 | D | 95,239 | D | |
| Common Shares | holding | — | — | — | 1,127 | I | by Share Incentive Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to an election made by Reporting Person during an open training window, such shares were withheld to satisfy tax withholding obligations due upon the vesting of time-based units granted to Reporting Person on February 21, 2012.
- F2Represents shares sold pursuant to a 10b5-1 plan to satisfy tax withholding obligations due upon the vesting of time-based units granted to Reporting Person on February 21, 2012.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.81 to $6.86, inclusive. The reporting person undertakes to provide to Cott Corporation, any security holder of Cott Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.