SEC Form 4 · accession 0001354488-16-007848
INFINITE GROUP INC · IMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Witzel
Officer — Chief Financial Officer
Period of report
Jun 14, 2016
Accepted (ET)
Jun 16, 2016 · 7:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 14, 2016 | P | 2,071 | $0.019 | A | 390,036 | D | |
| Common Stock | Jun 14, 2016 | P | 11,000 | $0.02 | A | 401,036 | D | |
| Common Stock | Jun 15, 2016 | P | 5 | $0.019 | A | 401,041 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible NoteF2 | $0.05 | holding | — | — | — | — | Jan 1, 2017 | Common Stock | 275,494 | 275,494 | D |
| OptionF1 | $0.67 | holding | — | — | — | — | Jul 27, 2018 | Common Stock | 50,000 | 50,000 | D |
| OptionF1 | $0.16 | holding | — | — | — | — | Feb 4, 2019 | Common Stock | 25,000 | 25,000 | D |
| OptionF1 | $0.145 | holding | — | — | — | — | Jun 17, 2020 | Common Stock | 300,000 | 300,000 | D |
| OptionF1 | $0.0925 | holding | — | — | — | — | Aug 11, 2021 | Common Stock | 473,000 | 473,000 | D |
| OptionF1 | $0.115 | holding | — | — | — | — | Jan 20, 2024 | Common Stock | 210,000 | 210,000 | D |
| OptionF1 | $0.05 | holding | — | — | — | — | Dec 30, 2024 | Common Stock | 100,000 | 100,000 | D |
| OptionF1 | $0.05 | holding | — | — | — | — | Mar 2, 2025 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1Immediately Exercisable
- F2Includes the number of shares issuable upon conversion of principal and accrued interest as of June 15, 2016.