SEC Form 3 · accession 0001209191-19-009645
UGI CORP /PA/ · UGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurie Bergman
Officer — VP, CAO & Corporate Controller
Period of report
Feb 11, 2019
Accepted (ET)
Feb 13, 2019 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UGI Common StockF1 | holding | — | — | — | 135 | D | ||
| UGI Common Stock | holding | — | — | — | 1,490 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F2 | $33.76 | holding | — | — | — | — | Dec 31, 2025 | UGI Common Stock | 834 | — | D |
| Options (Right to Buy)F3 | $41.27 | holding | — | — | — | — | May 8, 2026 | UGI Common Stock | 900 | — | D |
| Options (Right to Buy)F4 | $46.08 | holding | — | — | — | — | Dec 31, 2026 | UGI Common Stock | 3,467 | — | D |
| Options (Right to Buy)F5 | $46.95 | holding | — | — | — | — | Dec 31, 2027 | UGI Common Stock | 5,000 | — | D |
Explanation of responses
- F1Includes 135 shares acquired under the Issuer's dividend reinvestment plan.
- F2These options were granted effective January 1, 2016 and became fully vested on January 1, 2019.
- F3These options were granted effective May 9, 2016 and vest in three equal installments beginning on May 9, 2017.
- F4These options were granted effective January 1, 2017 and vest in three equal installments beginning on January 1, 2018.
- F5These options were granted effective January 1, 2018 and vest in three equal installments beginning on January 1, 2019.