SEC Form 4 · accession 0001209191-18-047979
UGI CORP /PA/ · UGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph L. Hartz
Officer — President of Subsidiary
Period of report
Aug 20, 2018
Accepted (ET)
Aug 22, 2018 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UGI Common StockF1,F2 | Aug 20, 2018 | M | 18,000 | $16.13 | A | 45,213 | D | |
| UGI Common StockF3,F1,F2 | Aug 20, 2018 | S | 18,000 | $55.5109 | D | 27,213 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy) | $16.13 | Aug 20, 2018 | M | 18,000 | D | Jan 1, 2013 | Dec 31, 2019 | UGI Common Stock | 18,000 | 0 | D |
Explanation of responses
- F1Includes 750 shares held jointly with Mr. Hartz's spouse.
- F2Includes shares acquired under the issuer's dividend reinvestment plan.
- F3The shares of common stock with respect to this transaction were sold at prices ranging from $55.50 to $55.56. Upon request, UGI Corporation will provide to the Securities and Exchange Commission staff, or a security holder of UGI Corporation, full information regarding the number of shares of common stock sold at each separate price.