SEC Form 4 · accession 0001209191-18-005691
UGI CORP /PA/ · UGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marvin O Schlanger
Director
Period of report
Jan 24, 2018
Accepted (ET)
Jan 26, 2018 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UGI Common Stock | Jan 24, 2018 | M | 12,750 | $16.25 | A | 88,086 | D | |
| UGI Common StockF1,F2 | Jan 25, 2018 | A | 5,100 | $0.00 | A | 126,982 | I | Benefit Plan |
| UGI Common StockF3 | holding | — | — | — | 3,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy) | $16.25 | Jan 24, 2018 | M | 12,750 | D | Jan 8, 2009 | Jan 7, 2019 | UGI Common Stock | 12,750 | 0 | D |
| Option (Right to Buy)F4 | $47.55 | Jan 25, 2018 | A | 15,400 | A | Jan 25, 2018 | Jan 24, 2028 | UGI Common Stock | 15,400 | 15,400 | D |
Explanation of responses
- F1Total gives effect to dividend equivalent accruals.
- F2Effective January 25, 2018, the reporting person was granted Stock Units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each stock unit represents the right of the recipient to receive a share of Common Stock upon retirement or termination of service.
- F3The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F4These options were granted under the UGI Corporation 2013 Omnibus Incentive Compensation Plan and are fully vested on the effective date of the grant.