SEC Form 4 · accession 0001209191-17-005737
UGI CORP /PA/ · UGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne Pol
Director
Period of report
Jan 24, 2017
Accepted (ET)
Jan 26, 2017 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UGI Common StockF1,F2 | Jan 24, 2017 | A | 3,000 | $0.00 | A | 137,735 | I | Benefit Plan |
| UGI Common Stock | holding | — | — | — | 5,286 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3 | $46.31 | Jan 24, 2017 | A | 9,000 | A | Jan 24, 2017 | Jan 23, 2027 | UGI Common Stock | 9,000 | 9,000 | D |
Explanation of responses
- F1Total gives effect to dividend equivalent accruals.
- F2Effective January 24, 2017, the reporting person was granted Stock Units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each stock unit represents the right of the recipient to receive a share of Common Stock upon retirement or termination of service.
- F3These options were granted under the UGI Corporation 2013 Omnibus Incentive Compensation Plan and are fully vested on the effective date of the grant.