SEC Form 4 · accession 0001209191-16-151458
UGI CORP /PA/ · UGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne Pol
Director
Period of report
Nov 17, 2016
Accepted (ET)
Nov 21, 2016 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UGI Common Stock | Nov 17, 2016 | M | 6,000 | $17.63 | A | 11,259 | D | |
| UGI Common StockF1 | Nov 17, 2016 | M | 6,000 | $44.1313 | D | 5,259 | D | |
| UGI Common Stock | holding | — | — | — | 132,041 | I | Benefit Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Opttion (Right to Buy) | $17.63 | Nov 17, 2016 | M | 6,000 | D | Jan 8, 2008 | Jan 7, 2018 | UGI Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1The shares of common stock with respect to this transaction were sold at prices ranging from $43.97 to $44.30. Upon request, UGI Corporation will provide to the Securities and Exchange Commission staff, or a security holder of UGI Corporation, full information regarding the number of shares of common stock sold at each separate price.