SEC Form 4 · accession 0001209191-16-142479
UGI CORP /PA/ · UGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marie-Dominique Ortiz-Landazabal
Officer — Chief Accounting Officer
Period of report
Sep 20, 2016
Accepted (ET)
Sep 22, 2016 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UGI Common StockF1 | Sep 20, 2016 | M | 5,000 | $21.81 | A | 8,903 | D | |
| UGI Common StockF1 | Sep 20, 2016 | F | 3,166 | $46.16 | D | 5,737 | D | |
| UGI Common StockF1 | Sep 20, 2016 | M | 1,200 | $27.64 | A | 6,937 | D | |
| UGI Common StockF1 | Sep 20, 2016 | F | 866 | $46.16 | D | 6,071 | D | |
| UGI Common StockF1 | Sep 20, 2016 | M | 8,800 | $27.64 | A | 14,871 | D | |
| UGI Common StockF1 | Sep 20, 2016 | M | 3,900 | $37.98 | A | 18,771 | D | |
| UGI Common StockF3,F1 | Sep 20, 2016 | S | 12,700 | $46.3544 | D | 6,071 | D | |
| UGI Common Stock | holding | — | — | — | 2,540 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy) | $21.81 | Sep 20, 2016 | M | 5,000 | D | Jan 1, 2014 | Dec 31, 2022 | UGI Common Stock | 5,000 | 0 | D |
| Options (Right to Buy) | $27.64 | Sep 20, 2016 | M | 1,200 | D | Jan 1, 2015 | Dec 31, 2023 | UGI Common Stock | 1,200 | 13,800 | D |
| Options (Right to Buy) | $27.64 | Sep 20, 2016 | M | 8,800 | D | Jan 1, 2016 | Dec 31, 2023 | UGI Common Stock | 8,800 | 5,000 | D |
| Options (Right to Buy) | $37.98 | Sep 20, 2016 | M | 3,900 | D | Jan 1, 2016 | Dec 31, 2024 | UGI Common Stock | 3,900 | 7,800 | D |
Explanation of responses
- F1Includes 320 shares acquired under the Issuer's dividend reinvestment plan.
- F2The shares were withheld by the issuer to satisfy the officer's exercise price and income tax liability associated with the transaction.
- F3The shares of common stock with respect to this transaction were sold at prices ranging from $46.33 to $46.40. Upon request, UGI Corporation will provide to the Securities and Exchange Commission staff, or a security holder of UGI Corporation, full information regarding the number of shares of common stock sold at each separate price.