SEC Form 4 · accession 0001209191-16-137255
UGI CORP /PA/ · UGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger B Vincent
Director
Period of report
Aug 15, 2016
Accepted (ET)
Aug 16, 2016 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UGI Common Stock | Aug 15, 2016 | M | 12,750 | $16.01 | A | 20,266 | D | |
| UGI Common Stock | Aug 15, 2016 | M | 12,750 | $21.20 | A | 33,016 | D | |
| UGI Common StockF1 | Aug 15, 2016 | S | 25,500 | $45.6935 | D | 7,516 | D | |
| UGI Common Stock | holding | — | — | — | 47,353 | I | Benefit Plan | |
| UGI Common StockF2 | holding | — | — | — | 15,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy) | $16.01 | Aug 15, 2016 | M | 12,750 | D | Jan 8, 2010 | Jan 7, 2020 | UGI Common Stock | 12,750 | 0 | D |
| Option (Right to Buy) | $21.20 | Aug 15, 2016 | M | 12,750 | D | Jan 7, 2011 | Jan 6, 2021 | UGI Common Stock | 12,750 | 0 | D |
Explanation of responses
- F1The shares of common stock with respect to this transaction were sold at prices ranging from $45.68 to $45.7450. Upon request, UGI Corporation will provide to the Securities and Exchange Commission staff, or a security holder of UGI Corporation, full information regarding the number of shares of common stock sold at each separate price.
- F2These securities are held by the Roger B. Vincent, Sr. 2012 Family Trust, for which the reporting person's spouse holds voting and dispositive power as a trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.