SEC Form 4 · accession 0001209191-16-129396
UGI CORP /PA/ · UGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kirk R Oliver
Officer — CFO
Period of report
Jun 21, 2016
Accepted (ET)
Jun 23, 2016 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UGI Common Stock | Jun 21, 2016 | M | 14,063 | $20.74 | A | 57,183 | D | |
| UGI Common Stock | Jun 21, 2016 | F | 9,983 | $43.98 | D | 47,200 | D | |
| UGI Common Stock | Jun 21, 2016 | M | 14,062 | $20.74 | A | 61,262 | D | |
| UGI Common StockF2 | Jun 21, 2016 | S | 14,062 | $43.7662 | D | 47,200 | D | |
| UGI Common Stock | holding | — | — | — | 551 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy) | $20.74 | Jun 21, 2016 | M | 14,063 | D | Oct 1, 2012 | Sep 30, 2022 | UGI Common Stock | 14,063 | 14,062 | D |
| Options (Right to Buy) | $20.74 | Jun 21, 2016 | M | 14,062 | D | Oct 1, 2012 | Sep 30, 2022 | UGI Common Stock | 14,062 | 0 | D |
Explanation of responses
- F1The shares were withheld by the issuer to satisfy the officer's exercise price and income tax liability associated with the transaction.
- F2The shares of common stock with respect to this transaction were sold at prices ranging from $43.76 to $43.80. Upon request, UGI Corporation will provide to the Securities and Exchange Commission staff, or a security holder of UGI Corporation, full information regarding the number of shares of common stock sold at each separate price.