SEC Form 4 · accession 0001209191-16-119232
UGI CORP /PA/ · UGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley C Hall
Officer — VP New Business Development
Period of report
May 9, 2016
Accepted (ET)
May 11, 2016 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UGI Common Stock | May 9, 2016 | M | 63,000 | $21.06 | A | 150,478 | D | |
| UGI Common Stock | May 9, 2016 | M | 63,000 | $19.60 | A | 213,478 | D | |
| UGI Common StockF1 | May 9, 2016 | S | 126,000 | $41.1907 | D | 87,478 | D | |
| UGI Common Stock | holding | — | — | — | 20,371 | I | 401(k) Plan | |
| UGI Common Stock | holding | — | — | — | 5,250 | I | Family Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy) | $21.06 | May 9, 2016 | M | 63,000 | D | Jan 1, 2014 | Dec 31, 2020 | UGI Common Stock | 63,000 | 0 | D |
| Option (Right to Buy) | $19.60 | May 9, 2016 | M | 63,000 | D | Jan 1, 2015 | Dec 31, 2021 | UGI Common Stock | 63,000 | 0 | D |
Explanation of responses
- F1The shares of common stock with respect to this transaction were sold at prices ranging from $41.10 to $41.28. Upon request, UGI Corporation will provide to the Securities and Exchange Commission staff, or a security holder of UGI Corporation, full information regarding the number of shares of common stock sold at each separate price.