SEC Form 4 · accession 0001209191-16-094457
UGI CORP /PA/ · UGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger B Vincent
Director
Period of report
Jan 28, 2016
Accepted (ET)
Feb 1, 2016 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UGI Common StockF1 | Jan 28, 2016 | A | 3,000 | $0.00 | A | 47,353 | I | Benefit Plan |
| UGI Common StockF2 | holding | — | — | — | 15,000 | I | By Trust | |
| UGI Common Stock | holding | — | — | — | 7,516 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3 | $33.12 | Jan 28, 2016 | A | 9,000 | A | Jan 28, 2016 | Jan 27, 2026 | UGI Common Stock | 9,000 | 9,000 | D |
Explanation of responses
- F1Effective January 28, 2016, the reporting person was granted Stock Units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each stock unit represents the right of the recipient to receive a share of Common Stock upon retirement or termination of service.
- F2These securities are held by the Roger B. Vincent, Sr. 2012 Family Trust, for which the reporting person's spouse holds voting and dispositive power as a trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F3These options were granted under the UGI Corporation 2013 Omnibus Incentive Compensation Plan and are fully vested on the effective date of the grant.