SEC Form 4 · accession 0001209191-16-094450
UGI CORP /PA/ · UGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marvin O Schlanger
Director
Period of report
Jan 28, 2016
Accepted (ET)
Feb 1, 2016 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UGI Common Stock | Jan 28, 2016 | M | 12,750 | $18.16 | A | 62,586 | D | |
| UGI Common StockF1 | Jan 28, 2016 | A | 3,000 | $0.00 | A | 109,159 | I | Benefit Plan |
| UGI Common StockF2 | holding | — | — | — | 3,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3 | $33.12 | Jan 28, 2016 | A | 9,000 | A | Jan 28, 2016 | Jan 27, 2026 | UGI Common Stock | 9,000 | 9,000 | D |
| Option (Right to Buy) | $18.16 | Jan 28, 2016 | M | 12,750 | D | Jan 9, 2007 | Jan 8, 2017 | UGI Common Stock | 12,750 | 0 | D |
Explanation of responses
- F1Effective January 28, 2016, the reporting person was granted Stock Units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each stock unit represents the right of the recipient to receive a share of Common Stock upon retirement or termination of service.
- F2The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F3These options were granted under the UGI Corporation 2013 Omnibus Incentive Compensation Plan and are fully vested on the effective date of the grant.