SEC Form 4 · accession 0001209191-15-066314
UGI CORP /PA/ · UGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John L Walsh
Officer — President & CEO · Director
Period of report
Aug 13, 2015
Accepted (ET)
Aug 17, 2015 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UGI Common Stock | Aug 13, 2015 | M | 87,500 | $16.28 | A | 418,338 | D | |
| UGI Common Stock | Aug 13, 2015 | F | 61,321 | $35.77 | D | 357,017 | D | |
| UGI Common StockF2 | Aug 14, 2015 | S | 15,000 | $35.9292 | D | 342,017 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy) | $16.28 | Aug 13, 2015 | M | 87,500 | D | Jan 1, 2012 | Dec 31, 2018 | UGI Common Stock | 87,500 | 100,000 | D |
Explanation of responses
- F1The shares were withheld by the issuer to satisfy the officer's exercise price and income tax liability associated with the transaction.
- F2The shares of stock with respect to this transaction were sold at prices ranging from $35.90 to $36.01. Upon request, UGI Corporation will provide to the Securities and Exchange Commission staff, or a security holder of UGI Corporation, full information regarding the number of shares sold at each separate price.