SEC Form 4 · accession 0001209191-15-003736
UGI CORP /PA/ · UGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Shawn Puccio
Director
Period of report
Jan 8, 2015
Accepted (ET)
Jan 12, 2015 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UGI Common StockF1 | Jan 8, 2015 | A | 3,750 | $0.00 | A | 29,310 | I | Benefit Plan |
| UGI Common Stock | holding | — | — | — | 6,525 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $37.15 | Jan 8, 2015 | A | 11,250 | A | Jan 8, 2015 | Jan 7, 2025 | UGI Common Stock | 11,250 | 11,250 | D |
Explanation of responses
- F1Effective January 8, 2015, the reporting person was granted Stock Units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each Stock Unit represents the right of the recipient to receive a share of Common Stock upon retirement or termination of service. The number of Stock Units granted reflect the September 5, 2014 3-for-2 stock split.
- F2These options were granted under the UGI Corporation 2004 Omnibus Equity Compensation Plan and are fully vested on the effective date of the grant. The number of stock options granted reflect the September 5, 2014 3-for-2 stock split.