SEC Form 4 · accession 0001179110-18-011644
ALPHA PRO TECH LTD · APT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Buchan
Director
Period of report
Sep 21, 2018
Accepted (ET)
Sep 25, 2018 · 3:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884269
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| options | $3.60 | Sep 21, 2018 | A | 5,000 | A | Sep 21, 2019 | Sep 20, 2023 | common stock | 5,000 | 45,000 | D |
| options | $3.60 | Sep 21, 2018 | A | 5,000 | A | Sep 21, 2020 | Sep 20, 2023 | common stock | 5,000 | 50,000 | D |
| options | $3.60 | Sep 21, 2018 | A | 5,000 | A | Sep 21, 2021 | Sep 20, 2023 | common stock | 5,000 | 55,000 | D |