SEC Form 4 · accession 0001179110-18-004796
ALPHA PRO TECH LTD · APT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd Hoffman
Officer — CEO
Period of report
Mar 21, 2018
Accepted (ET)
Mar 23, 2018 · 11:41 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884269
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| employee stock options | $3.20 | Mar 21, 2018 | A | 31,667 | A | Mar 21, 2019 | Mar 20, 2023 | common stock | 31,667 | 231,667 | D |
| employee stock options | $3.20 | Mar 21, 2018 | A | 31,667 | A | Mar 21, 2020 | Mar 20, 2023 | common stock | 31,667 | 263,334 | D |
| employee stock options | $3.20 | Mar 21, 2018 | A | 31,666 | A | Mar 21, 2021 | Mar 20, 2023 | common stock | 31,666 | 295,000 | D |