SEC Form 4 · accession 0001179110-17-015786
ALPHA PRO TECH LTD · APT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David R Garcia
Director
Period of report
Dec 19, 2017
Accepted (ET)
Dec 21, 2017 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884269
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| options | $3.90 | Dec 19, 2017 | A | 5,000 | A | Dec 19, 2018 | Dec 18, 2022 | common stock | 5,000 | 70,000 | D |
| options | $3.90 | Dec 19, 2017 | A | 5,000 | A | Dec 19, 2019 | Dec 18, 2022 | common stock | 5,000 | 75,000 | D |
| options | $3.90 | Dec 19, 2017 | A | 5,000 | A | Dec 19, 2020 | Dec 18, 2022 | common stock | 5,000 | 80,000 | D |