SEC Form 4 · accession 0001179110-17-012652
ALPHA PRO TECH LTD · APT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Buchan
Director
Period of report
Sep 21, 2017
Accepted (ET)
Sep 25, 2017 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884269
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| options | $3.66 | Sep 21, 2017 | A | 8,334 | A | Sep 21, 2018 | Sep 20, 2022 | common stock | 8,334 | 8,334 | D |
| options | $3.66 | Sep 21, 2017 | A | 8,333 | A | Sep 21, 2019 | Sep 20, 2022 | common stock | 8,333 | 16,667 | D |
| options | $3.66 | Sep 21, 2017 | A | 8,333 | A | Sep 21, 2020 | Sep 20, 2022 | common stock | 8,333 | 25,000 | D |