SEC Form 4 · accession 0001179110-16-033340
ALPHA PRO TECH LTD · APT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David R Garcia
Director
Period of report
Dec 19, 2016
Accepted (ET)
Dec 21, 2016 · 11:30 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884269
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| options | $3.45 | Dec 19, 2016 | A | 5,000 | A | Dec 19, 2017 | Dec 18, 2021 | common stock | 5,000 | 55,000 | D |
| options | $3.45 | Dec 19, 2016 | A | 5,000 | A | Dec 19, 2018 | Dec 18, 2021 | common stock | 5,000 | 60,000 | D |
| options | $3.45 | Dec 19, 2016 | A | 5,000 | A | Dec 19, 2019 | Dec 18, 2021 | common stock | 5,000 | 65,000 | D |