SEC Form 4 · accession 0001179110-16-028857
ALPHA PRO TECH LTD · APT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B Anderson
Director
Period of report
Aug 17, 2016
Accepted (ET)
Aug 19, 2016 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884269
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Aug 17, 2016 | M | 15,000 | $1.15 | A | 35,834 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| options | $1.15 | Aug 17, 2016 | M | 5,000 | D | Sep 30, 2012 | Sep 29, 2016 | common stock | 5,000 | 70,000 | D |
| options | $1.15 | Jun 8, 2015 | M | 5,000 | D | Sep 30, 2013 | Sep 29, 2016 | common stock | 5,000 | 65,000 | D |
| options | $1.15 | Aug 17, 2016 | M | 5,000 | D | Sep 30, 2014 | Sep 29, 2016 | common stock | 5,000 | 60,000 | D |