SEC Form 4 · accession 0001179110-16-026901
ALPHA PRO TECH LTD · APT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd Hoffman
Officer — CEO
Period of report
Jun 24, 2016
Accepted (ET)
Jun 27, 2016 · 2:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884269
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| employee stock options | $2.12 | Jun 24, 2016 | A | 66,667 | A | Jun 24, 2017 | Jun 23, 2021 | common stock | 66,667 | 66,667 | D |
| employee stock options | $2.12 | Jun 24, 2016 | A | 66,667 | A | Jun 24, 2018 | Jun 23, 2021 | common stock | 66,667 | 133,334 | D |
| employee stock options | $2.12 | Jun 24, 2016 | A | 66,666 | A | Jun 24, 2019 | Jun 23, 2021 | common stock | 66,666 | 200,000 | D |