SEC Form 4 · accession 0001179110-15-013120
ALPHA PRO TECH LTD · APT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Ritota
Director
Period of report
Sep 3, 2015
Accepted (ET)
Sep 8, 2015 · 2:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884269
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Sep 3, 2015 | S | 2,446 | $2.08 | D | 28,404 | D | |
| common stock | Sep 3, 2015 | S | 2,500 | $2.07 | D | 25,904 | D | |
| common stock | Sep 3, 2015 | S | 5,054 | $2.048 | D | 20,850 | D | |
| common stock | Sep 4, 2015 | M | 10,000 | $1.51 | A | 30,850 | D | |
| common stock | holding | — | — | — | 19,400 | I | by spouse, Dr.Ritota disclaims beneficial ownership | |
| common stock | holding | — | — | — | 5,000 | I | by daughter, Dr. Ritota disclaims beneficial ownership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| options | $1.51 | Sep 4, 2015 | M | 10,000 | D | Sep 29, 2014 | Sep 29, 2018 | common stock | 10,000 | 20,000 | D |