SEC Form 4 · accession 0001179110-15-009421
ALPHA PRO TECH LTD · APT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Al Millar
Officer — President · Director
Period of report
Jun 5, 2015
Accepted (ET)
Jun 9, 2015 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884269
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Jun 5, 2015 | M | 200,000 | $1.60 | A | 1,543,459 | D | |
| common stock | Jun 5, 2015 | S | 32,000 | $2.36 | D | 1,511,459 | D | |
| common stock | Jun 8, 2015 | S | 118,000 | $2.35 | D | 1,393,459 | D | |
| common stock | Jun 9, 2015 | S | 30,000 | $2.31 | D | 1,363,459 | D | |
| common stock | holding | — | — | — | 182,727 | I | by spouse, Mr Millar disclaims beneficial ownership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| employee stock options (right to buy) | $1.60 | Jun 5, 2015 | M | 66,666 | D | Aug 26, 2011 | Aug 26, 2015 | common stock | 66,666 | 133,334 | D |
| employee stock options (right to buy) | $1.60 | Jun 5, 2015 | M | 66,667 | D | Aug 26, 2012 | Aug 26, 2015 | common stock | 66,667 | 66,667 | D |
| employee stock options(right to buy) | $1.60 | Jun 5, 2015 | M | 66,667 | D | Aug 26, 2013 | Aug 26, 2015 | common stock | 66,667 | 0 | D |