SEC Form 4 · accession 0001179110-15-009152
ALPHA PRO TECH LTD · APT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sheldon Hoffman
Officer — C.E.O. · Director
Period of report
Jun 2, 2015
Accepted (ET)
Jun 4, 2015 · 3:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884269
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Jun 2, 2015 | M | 200,000 | $1.60 | A | 1,155,189 | D | |
| common stock | Jun 2, 2015 | S | 38,500 | $2.48 | D | 1,116,689 | D | |
| common stock | Jun 3, 2015 | S | 31,500 | $2.39 | D | 1,085,189 | D | |
| common stock | Jun 4, 2015 | S | 130,000 | $2.40 | D | 955,189 | D | |
| common stock | holding | — | — | — | 410,051 | I | by trust, Mr Hoffman disclaims benefical ownership in Hoffman family trust | |
| common stock | holding | — | — | — | 44,325 | I | by spouse, Mr. Hoffman disclaims beneficial ownership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| employee stock options ( right to buy) | $1.60 | Jun 2, 2015 | M | 66,666 | D | Aug 26, 2011 | Aug 26, 2015 | common stock | 66,666 | 133,334 | D |
| employee stock options (right to buy) | $1.60 | Jun 2, 2015 | M | 66,667 | D | Aug 26, 2012 | Aug 26, 2015 | common stock | 66,667 | 66,667 | D |
| employee stock options (right to buy) | $1.60 | Jun 2, 2015 | M | 66,667 | D | Aug 26, 2013 | Aug 26, 2015 | common stock | 66,667 | 0 | D |