SEC Form 4 · accession 0001179110-15-007772
ALPHA PRO TECH LTD · APT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Ritota
Director
Period of report
May 12, 2015
Accepted (ET)
May 14, 2015 · 1:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884269
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | May 12, 2015 | S | 3,900 | $2.41 | D | 26,950 | D | |
| common stock | May 12, 2015 | S | 1,100 | $2.41 | D | 25,850 | D | |
| common stock | May 12, 2015 | S | 3,300 | $2.40 | D | 22,550 | D | |
| common stock | May 12, 2015 | S | 2,117 | $2.39 | D | 20,433 | D | |
| common stock | May 13, 2015 | S | 4,583 | $2.34 | D | 15,850 | D | |
| common stock | May 13, 2015 | M | 15,000 | $1.60 | A | 30,850 | D | |
| common stock | holding | — | — | — | 19,400 | I | by spouse, Dr.Ritota disclaims beneficial ownership | |
| common stock | holding | — | — | — | 5,000 | I | by daughter, Dr. Ritota disclaims beneficial ownership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| options | $1.60 | May 13, 2015 | M | 5,000 | D | Aug 26, 2011 | Aug 26, 2015 | common stock | 5,000 | 40,000 | D |
| options | $1.60 | May 13, 2015 | M | 5,000 | D | Aug 26, 2012 | Aug 26, 2015 | common stock | 5,000 | 35,000 | D |
| options | $1.60 | May 13, 2015 | M | 5,000 | D | Aug 26, 2013 | Aug 26, 2015 | common stock | 5,000 | 30,000 | D |