SEC Form 4 · accession 0001209191-18-025182
TAILORED BRANDS INC · TLRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Benjamin Baum
Officer — EVP and Chief Digital Officer
Period of report
Apr 13, 2018
Accepted (ET)
Apr 17, 2018 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 13, 2018 | F | 180 | $28.55 | D | 37,673 | D | |
| Common StockF2 | Apr 13, 2018 | A | 4,203 | $0.00 | A | 41,876 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $28.55 | Apr 13, 2018 | A | 11,634 | A | — | Apr 13, 2018 | Common Stock | 11,634 | 11,634 | D |
Explanation of responses
- F1Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 520 restricted stock units granted to the reporting person on May 26, 2015.
- F2Deferred stock units covering such shares were granted to the reporting person and vest at a rate of 33-1/3% per year on each of April 13, 2019, 2020 and 2021.
- F3The grant vests, and will become exercisable, at a rate of 33-1/3% per year on each of April 13, 2019, 2020 and 2021.